DID LAWRENCE RICHARD GREENFIELD CAUSE YOU INVESTMENT LOSSES?
Lawrence Greenfield Formerly With LPL Financial LLC Has 9 Customer Complaints For Alleged Broker Misconduct
About Lawrence Greenfield formerly with LPL Financial LLC?
Lawrence Greenfield (CRD #4056913) is a broker with substantial experience in the financial industry, although he is not currently registered. Over the years, Greenfield has been registered with several firms, including LPL Financial LLC, Arete Wealth Management, LLC, and Assent LLC. His professional qualifications include passing three general industry/product exams (Securities Industry Essentials Examination, General Securities Representative Examination, and Limited Representative-Equity Trader Exam) and three multi-state securities law exams (Uniform Combined State Law Examination, Uniform Investment Adviser Law Examination, and Uniform Securities Agent State Law Examination)
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Lawrence Greenfield Customer Complaints and Reviews
Lawrence Greenfield’s professional record includes several disclosures, notably in customer disputes:
- Customer Disputes (9 incidents):
- Settled (3 incidents): These disputes involve allegations of unsuitable investment recommendations concerning alternative investments, with settlements totaling over $118,462.51. None of these settlements included a personal financial contribution from Greenfield.
- Pending (6 incidents): Ongoing claims also focus on unsuitable investment recommendations, with potential damages claimed in the hundreds of thousands. These cases are currently unresolved and are awaiting final adjudication.
Allegations Against Lawrence Greenfield
- Unsuitable Investment Recommendations: Multiple customer disputes allege that Greenfield recommended investments that were unsuitable for the clients’ financial situations and objectives, specifically involving alternative investments and real estate securities.
- Pending Allegations: These include further claims of unsuitable investment recommendations, with ongoing arbitration processes to determine the outcomes.
Lawrence Greenfield Red Flags & Your Rights As An Investor
Of course, Lawrence Greenfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Greenfield at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Greenfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Greenfield
If you have questions about LPL Financial LLC and/or Lawrence Greenfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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