DID ANDREW DAVID LAFORCE CAUSE YOU INVESTMENT LOSSES?
About Andrew LaForce of Northwestern Mutual Investment Services, LLC?
Andrew LaForce (CRD #5785709) is registered as a broker with Northwestern Mutual Investment Services, LLC in Fort Myers, Florida, since November 2010. He has been licensed as an Investment Adviser since May 2013. LaForce is registered in 17 U.S. states and territories and has passed three general industry/product exams: Securities Industry Essentials, General Securities Representative, and Investment Company Products/Variable Contracts Representative Examinations. He has also completed two multi-state securities law exams: the Uniform Investment Adviser Law and the Uniform Securities Agent State Law Examinations. His qualifications reflect a broad licensing across multiple states, positioning him as a versatile representative in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew LaForce Customer Complaints and Reviews
Andrew D. LaForce has been involved in one reported customer dispute:
- Customer Dispute (Pending as of June 2024): A complaint was filed alleging that LaForce made unauthorized changes to a client’s total net worth on a fixed income annuity application, including falsifying the client’s initials. The alleged damages amount to $138,646.76. This complaint is currently pending and involves significant claimed damages related to account handling and documentation.
Allegations Against Andrew LaForce
- Customer Complaint (Pending as of June 2024):
- Allegation: Unauthorized modifications to a client’s financial documents and falsification of initials on a fixed income annuity application.
- Context: This took place under LaForce’s registration with Northwestern Mutual Investment Services, LLC.
- Product Type: Annuity-Fixed.
- Alleged Damages: $138,646.76.
- Status: The complaint is currently pending without a resolution; it has not escalated to arbitration or civil litigation.
Andrew LaForce Red Flags & Your Rights As An Investor
Of course, Andrew LaForce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew LaForce at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew LaForce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Andrew LaForce
If you have questions about Northwestern Mutual Investment Services, LLC and/or Andrew LaForce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...