DID JAMES LANDEROS CAUSE YOU INVESTMENT LOSSES?
About James Landeros of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
James Landeros (CRD #6447130) is currently employed and registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Barbara, California since April 2019. He has a broad registration across 30 U.S. states and territories and is registered with 7 Self-Regulatory Organizations (SROs). Landeros has passed one principal/supervisory exam and three general industry/product exams, along with two multi-state securities law exams. His diverse licensing and qualifications highlight his extensive reach and proficiency within the securities industry. His previous affiliations include UnionBanc Investment Services, LLC, indicating a focused and stable career trajectory within reputable financial institutions.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Landeros Customer Complaints and Reviews
James Landeros has one reported customer dispute:
- Customer Dispute (Pending as of June 2024): A complaint was filed alleging misrepresentations related to an options strategy implemented from March 2024 to June 2024. The specifics of the alleged damages have not been quantified, indicating that the financial impact is currently under review. This dispute remains unresolved, with further details pending on the final adjudication or settlement.
Allegations Against James Landeros
- Customer Complaint (Pending as of June 2024):
- Allegation: Misrepresentation regarding the use and potential outcomes of an options trading strategy.
- Context: The alleged misrepresentation occurred while Landeros was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Product Type: Options.
- Alleged Damages: Not specified, reflecting an ongoing evaluation of potential financial impact.
- Current Status: Complaint is still pending with no specific resolution or settlement reported as of the last update.
James Landeros Red Flags & Your Rights As An Investor
Of course, James Landeros did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Landeros at Merrill Lynch, Pierce, Fenner & Smith Incorporatedon alert to review carefully the activity and performance of their accounts and question whether James Landeroshas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To James Landeros
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or James Landeros and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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