DID MARC FREDERICK KORSCH CAUSE YOU INVESTMENT LOSSES?
Marc Korsch Formerly With Arkadios Capital Has 59 Customer Complaints For Alleged Broker Misconduct
About Marc Korsch formerly with Arkadios Capital?
Marc Korsch (CRD #5525226) has been involved in the financial industry with various registrations since his first in 2009. Korsch has passed one Principal/Supervisory Exam (Series 24), three General Industry/Product Exams (Series 7, Series 6, and SIE), and two Multi-State Securities Law Exams (Series 63 and 65). He is not currently registered. His previous engagements include roles at Arkadios Capital, Centaurus Financial, Inc., Trustmont Financial Group, Inc., among others, with his most recent registration at Arkadios Capital in Sarasota, Florida from March 2021 to September 2021.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marc Korsch Customer Complaints and Reviews
Marc Korsch has multiple disclosure events listed in his FINRA report:
- Regulatory Event: One regulatory event where FINRA took action due to Korsch’s failure to respond to a request for information, resulting in a permanent bar from association with any FINRA member in all capacities.
- Customer Disputes: 59 customer disputes, primarily involving allegations of unsuitable investment recommendations and misrepresentation. The majority of these disputes have been settled, with substantial settlements paid to claimants.
- Judgments/Liens: Five judgments/liens reported against him.
Allegations Against Marc Korsch
- Failure to Respond: Korsch was permanently barred by FINRA for failing to respond to regulatory requests, which is considered a serious violation of compliance standards.
- Unsuitable Investment Recommendations: A recurring theme in the customer disputes involves allegations of recommending unsuitable investments that did not match the financial objectives or risk profiles of his clients.
- Misrepresentation: Accusations include misrepresenting the risks and potential benefits of the investments he recommended.
Marc Korsch Red Flags & Your Rights As An Investor
Of course, Marc Korsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Korsch at Arkadios Capital on alert to review carefully the activity and performance of their accounts and question whether Marc Korsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Marc Korsch
If you have questions about Arkadios Capital and/or Marc Korsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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