DID Andrew WILLIAM Miles CAUSE YOU INVESTMENT LOSSES?
Andrew Miles Formerly with Green Vista Capital, LLC Has 15 Customer Complaints For Alleged Broker Misconduct
About Andrew Miles of Green Vista Capital, LLC?
Andrew Miles (CRD #5986774) as a substantial background in the securities industry, currently unregistered after last serving with Green Vista Capital, LLC and The Strategic Financial Alliance, Inc. He has passed one Principal/Supervisory Exam (Series 24), two General Industry/Product Exams (SIE and Series 7), and one Multi-State Securities Law Exam (Series 66). His career included positions in Vero Beach, Florida, and Winter Park, Florida, from December 2011 to March 2021, indicating a focus in these regions over significant periods.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Andrew Miles Customer Complaints and Reviews
Andrew Miles has multiple negative disclosures on his record:
- Customer Disputes: 15 customer disputes have been reported, involving significant allegations such as unsuitability and misrepresentation, primarily related to private placement investments and conservation easement investments. Some disputes have been settled, while others remain pending.
- A notable dispute involving conservation easement investments alleged unsuitability and misrepresentation, with damages claimed up to $700,000. This was settled in June 2024 for $175,000 without any personal contribution from Miles.
- Another dispute cited failures in due diligence, resulting in a $150,000 settlement in February 2022.
Allegations Against Andrew Miles
The primary allegations and accusations against Andrew Miles include:
- Unsuitability: Repeated claims that the investments recommended were not appropriate for the clients’ financial situations or risk profiles.
- Misrepresentation and Omission: Several disputes allege that Miles misrepresented the risks and potential returns of investments, particularly in complex products like private placements.
- Failure in Due Diligence: Accusations that Miles did not perform adequate due diligence on investments, leading to client losses.
Andrew Miles Red Flags & Your Rights As An Investor
Of course, Andrew Miles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Miles at Green Vista Capital, LLCon alert to review carefully the activity and performance of their accounts and question whether Andrew Miles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC Due To Andrew Miles
If you have questions about Green Vista Capital, LLC and/or Andrew Miles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.