DID SETH ANDREW NANNINI CAUSE YOU INVESTMENT LOSSES?
Seth Nannini Of Capital Investment Group, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct
About Seth Nannini of Capital Investment Group, Inc.?
Seth Nannini (CRD #4406510) is currently employed by Capital Investment Group, Inc., based in Boone, North Carolina, and has been registered there since December 2006. Over his career, which began in 2002, Nannini has been registered with multiple firms including MML Investors Services Inc., Equity Services Inc., and Veravest Investments Inc. He is licensed in 9 U.S. states and territories and has passed 3 General Industry/Product Exams (Series 7, Series 31, and SIE) and 1 Multi-State Securities Law Exam (Series 66), demonstrating a broad knowledge of securities laws and practices.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Seth Nannini Customer Complaints and Reviews
Seth Nannini’s record includes several disclosure events:
- Regulatory Event: One final regulatory event reported in which he was sanctioned for participating in private securities transactions without proper notification to his member firm.
- Customer Disputes: Eight customer disputes have been noted:
- Three disputes have been settled with total restitution amounting to significant sums.
- Five disputes are currently pending, involving various allegations of unsuitable investment advice and misrepresentation.
Allegations Against Seth Nannini
The allegations against Seth Nannini include:
- Unsuitable Investment Recommendations: Several disputes allege that Nannini recommended investments that were not suitable for the clients’ financial situations and risk tolerances.
- Misrepresentation: Nannini is accused of misrepresenting investment products, specifically regarding their risks and potential returns.
- Failure to Supervise and Violation of Industry Regulations: He is implicated in failures to adequately oversee investment activities and adhere to regulatory standards, particularly in managing private securities transactions.
Seth Nannini Red Flags & Your Rights As An Investor
Of course, Seth Nannini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Nannini at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Seth Nannini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Seth Nannini
If you have questions about Capital Investment Group, Inc. and/or Seth Nannini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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