DID JAMIE THERESA NOWAKOWSKI CAUSE YOU INVESTMENT LOSSES?
Jamie Nowakowski Of Equitable Advisors, LLC Has 5 Customer Complaints For Alleged Broker Misconduct
About Jamie Nowakowski of Equitable Advisors, LLC?
Jamie Nowakowski (CRD #4472043) is an experienced financial professional currently registered with Equitable Advisors, LLC since February 11, 2020. Throughout her career, Nowakowski has been registered with multiple firms, including Coastal Equities, Inc., Wells Fargo Advisors Financial Network, LLC, and CCO Investment Services Corp. She has passed seven industry exams, including two principal/supervisory exams and two multi-state securities law exams. Nowakowski holds licenses in nine U.S. states and territories, enabling her to serve a diverse client base across multiple regions. She is also the owner of Advanced Wealth Strategies, LLC.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jamie Nowakowski Customer Complaints and Reviews
Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record:
- Customer Dispute (Settled – June 2024)
- Incident: A customer alleged unsuitable investments in direct participation programs (DPPs) and limited partnership (LP) interests, with claimed damages of $100,000. The case was settled in June 2024 for $30,000.
- Customer Dispute (Settled – February 2024)
- Incident: Another customer alleged misrepresentation and unsuitable investments in alternative investments, claiming damages of $250,000. This dispute was settled in February 2024 for $110,000.
- Customer Dispute (Settled – June 2023)
- Incident: A customer alleged unsuitable recommendations and inadequate due diligence on GWG investments, with claimed damages of $100,000. The case was settled in June 2023 for $35,000.
- Customer Dispute (Pending – July 2024)
- Incident: A customer has alleged unsuitable investments in alternative investments. The case is currently pending with no specified damages.
- Customer Dispute (Pending – February 2024)
- Incident: Another pending dispute involves allegations of unsuitable investments in alternative investments. The case was filed in February 2024, and the damages are unspecified.
Allegations Against Jamie Nowakowski
- Customer Dispute Allegation (2023-2024): The primary allegations against Nowakowski involve unsuitable investment recommendations, misrepresentation, and failure to perform adequate due diligence, particularly in alternative investments and direct participation programs. These disputes have led to several settlements, with amounts ranging from $30,000 to $110,000.
- Customer Dispute Allegation (Pending – 2024): The pending disputes continue to involve claims of unsuitable investments, with unresolved cases awaiting arbitration. The specific financial impact of these cases remains undetermined.
Jamie Nowakowski Red Flags & Your Rights As An Investor
Of course, Jamie Nowakowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamie Nowakowski at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jamie Nowakowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jamie Nowakowski
If you have questions about Equitable Advisors, LLC and/or Jamie Nowakowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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