DID BERTHA CORONA CAUSE YOU INVESTMENT LOSSES?
Bertha Corona Formerly With J.P. Morgan Securities LLC was terminated on August 15, 2024 because she failed to raise concerns regarding possible fraudulent activity she observed and established new affiliate bank profiles for existing customers.
Who is Bertha Corona formerly with J.P. Morgan Securities LLC?
Bertha Corona (CRD #6361180) who was formerly registered as a broker and investment adviser with J.P. Morgan Securities LLC and located in Encino, California, is a subject of one of our many securities industry sales practice abuse investigations
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Bertha Corona Employment History
Bertha Corona has worked for two different branches of J.P. Morgan Securities LLC (CRD# 79) during her career as a broker. She was registered at the Simi Valley, California branch from July 2014 to November 2014 and then at the Encino, California branch from January 2015 to August 2024. Throughout her career, she has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in July 2014. She has also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63), in February 2015. She has not completed any principal or supervisory exams.
Bertha Corona is no longer registered with any firm. She has one disclosure event on her record, a termination from JPMorgan Chase Bank, N.A., in August 2024. The termination was related to her failure to raise concerns regarding potential fraudulent activity she observed and for creating new affiliate bank profiles for existing customers. This event was not associated with any customer complaints or the sale of securities.
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Bertha Corona Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Bertha Corona is a red flag which should put all current and former customers of Bertha Corona at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Bertha Corona engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Bertha Corona
If you have questions about J.P. Morgan Securities LLC and/or Bertha Corona and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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