DID MATTHEW J HALLER CAUSE YOU INVESTMENT LOSSES?
Matthew Haller Formerly With Raymond James & Associates, Inc. was terminated on August 1, 2024, due to allegations that he failed to follow firm policies regarding prompt updates to registration forms
Who is Matthew Haller formerly with Raymond James & Associates, Inc.?
Matthew Haller (CRD #6764548) who was formerly registered as a broker and investment adviser with Raymond James & Associates, Inc. and located in Raymond James & Associates, Inc. is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Matthew Haller Employment History
Matthew J. Haller has worked with four different securities firms throughout his career. His most recent registration was with Raymond James & Associates, Inc. in St. Petersburg, Florida, from July 2023 to August 2024. Prior to that, he was registered with Securities America, Inc. in LaVista, Nebraska, from July 2021 to September 2021, Athene Securities, LLC in West Des Moines, Iowa, from May 2018 to October 2020, and Directed Services LLC in Des Moines, Iowa, from March 2017 to April 2018. Haller has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in March 2017, and the General Securities Representative Examination (Series 7) in August 2023. He has not completed any principal or supervisory exams or state securities law exams.
Haller is not currently registered with any firm. His record includes one disclosure event, a termination from Raymond James & Associates, Inc., in August 2024. The termination was due to allegations that he failed to follow firm policies regarding prompt updates to registration forms. This disclosure was not associated with any specific product.
Matthew Haller Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Matthew Haller is a red flag which should put all current and former customers of Matthew Haller at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Haller engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Matthew Haller
If you have questions about Raymond James & Associates, Inc.and/or Matthew Haller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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