DID JEFFREY ALAN PERRY CAUSE YOU INVESTMENT LOSSES?
Jeffrey Perry Formerly With Osaic FS, Inc. was terminated on August 22, 2024 for sharing client and confidential information with an unauthorized individual and off-channel communications in violation of firm policy
Who is Jeffrey Perry formerly with Osaic FS, Inc.?
Jeffrey Perry (CRD #1795927) who was formerly registered as a broker with Osaic FS, Inc. and located in Folsom, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Perry Employment History
Jeffrey A. Perry has been registered with five different securities firms throughout his career. His most recent registration was with Osaic FS, Inc. in Folsom, California, where he was registered from May 2003 to August 2024. Prior to that, he was registered with Signator Investors, Inc. in Boston, Massachusetts, from March 2002 to June 2003, and Cadaret, Grant & Co., Inc. in Syracuse, New York, from January 1998 to March 2002. Perry has passed one principal/supervisory exam, the General Securities Principal Examination (Series 24) in October 1999, along with three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018, the General Securities Representative Examination (Series 7) in February 1997, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 1988. He has also passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in August 2002 and the Uniform Securities Agent State Law Examination (Series 63) in February 1997.
Perry is not currently registered with any firm. His record includes one disclosure event, a termination from Osaic FS, Inc. in August 2024. The termination occurred during an ongoing internal review following the discovery of communications that suggested Perry had shared client and confidential information with an unauthorized individual barred from the securities industry and had engaged in off-channel communications in violation of firm policy.
Jeffrey Perry Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Perry is a red flag which should put all current and former customers of Jeffrey Perry at Osaic FS, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Perry engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FS, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic FS, Inc. Due To Jeffrey Perry
If you have questions about Osaic FS, Inc.and/or Jeffrey Perry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...