DID JAMES ANDERSON MARTIN CAUSE YOU INVESTMENT LOSSES?
James Martin Formerly With Berthel, Fisher & Company Financial Services, Inc. was terminated on July 11, 2024, due to a violation of company policy involving an outstanding loan with a client.
Who is James Martin formerly with Berthel, Fisher & Company Financial Services, Inc.?
James Martin (CRD #2928678) who was formerly registered as a broker with Berthel, Fisher & Company Financial Services, Inc. and located in Jacksonville, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Martin Employment History
James Anderson Martin has a long-standing career in the securities industry, having been registered with six different firms over more than two decades. His most recent registration was with Berthel, Fisher & Company Financial Services, Inc. from March 2003 to July 2024. Other firms he has been registered with include Continental Capital Investment Services, Inc., U.S. Bancorp Investments, Inc., and Edward D. Jones & Co., L.P. Martin is not currently registered as a broker.
Throughout his career, Martin has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in September 1997. Additionally, he has passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) in September 1997. Martin was discharged from his most recent position at Berthel, Fisher & Company Financial Services, Inc. in July 2024 due to a violation of company policy involving an outstanding loan with a client.
James Martin Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Martin is a red flag which should put all current and former customers James Martin at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Martin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To James Martin
If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or James Martin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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