DID WILLIAM FREDERICK WAGNER CAUSE YOU INVESTMENT LOSSES?
William Wagner Formerly With Fidelity Brokerage Services LLC was terminated on July 17, 2024, for allegations related to the accuracy of information inputted into planning tools.
Who is William Wagner formerly with Fidelity Brokerage Services LLC?
William Wagner (CRD #2273346) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
William Wagner Employment History
William Frederick Wagner has a varied background in the securities industry, spanning several firms over more than three decades. He has passed two general industry/product exams, including the Securities Industry Essentials Examination (SIE) in October 2018 and the General Securities Representative Examination (Series 7) in September 1992. Additionally, he has passed two multi-state securities law exams: the Uniform Investment Adviser Law Examination (Series 65) in June 2004 and the Uniform Securities Agent State Law Examination (Series 63) in October 1992. Wagner holds the Certified Financial Planner designation. Throughout his career, he has been registered with multiple firms, including Fidelity Brokerage Services LLC, Ameritas Investment Corp., and MML Investors Services, Inc., among others.
Wagner’s most recent registration was with Fidelity Brokerage Services LLC, where he was employed from April 2013 until August 2024. He has also worked at other notable firms such as Merrill Lynch and American Express Financial Advisors Inc. His employment history reflects roles in client management and advisory capacities across different states and firms. Notably, Wagner’s registration with FINRA is not currently active. He was discharged from his last position at Fidelity Brokerage Services LLC in July 2024 following allegations related to the accuracy of information input into planning tools and the firm’s internal notes system.
William Wagner Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of William Wagner is a red flag which should put all current and former customers of William Wagner at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether William Wagner engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To William Wagner
If you have questions about Fidelity Brokerage Services LLC and/or William Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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