DID GUILHERME AUGUSTO MELLO LOPES CAUSE YOU INVESTMENT LOSSES?
Guilherme Lopes Formerly With BofA Securities, Inc. was terminated on July 1, 2024, following an internal review related to the handling of confidential information
Who is Guilherme Lopes formerly with BofA Securities, Inc.?
Guilherme Lopes (CRD #4765891) who was formerly registered as a broker with BofA Securities, Inc. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Guilherme Lopes Employment History
Guilherme Augusto Mello Lopes is a former registered broker with experience spanning several prominent financial firms. He was most recently registered with BofA Securities, Inc. in New York, New York, from May 2019 to July 2024. Prior to this, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from February 2011 to May 2019, and with Deutsche Bank Securities Inc. from May 2006 to February 2010. He also had earlier experience with Bear, Stearns & Co. Inc. from May 2004 to May 2006.
Throughout his career, Guilherme Lopes passed two general industry/product exams: the General Securities Representative Examination (Series 7) on May 25, 2004, and the Securities Industry Essentials Examination (SIE) on October 1, 2018. He also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on October 20, 2016. Guilherme does not hold any principal or supervisory qualifications. His registration with BofA Securities, Inc. ended in July 2024 due to a termination following an internal review related to the handling of confidential information.
Guilherme Lopes Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Guilherme Lopes is a red flag which should put all current and former customers of Guilherme Lopes at BofA Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Guilherme Lopes engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BofA Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At BofA Securities, Inc. Due To Guilherme Lopes
If you have questions about BofA Securities, Inc. and/or Guilherme Lopes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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