DID CRISTINA STRATAN CAUSE YOU INVESTMENT LOSSES?
Cristina Stratan Formerly With Wells Fargo Clearing Services, LLC was terminated on July 12, 2024, due to concerns regarding borrowing, lending, and gifting funds with clients, which were not related to securities accounts.
Who is Cristina Stratan formerly with Wells Fargo Clearing Services
Cristina Stratan (CRD #7562246) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Cristina Stratan Employment History
Cristina Stratan is a former registered broker who was most recently registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, from July 2022 to August 2024. Over the course of her career, Cristina passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on January 26, 2022, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on July 21, 2022. She also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on August 1, 2022. Cristina has no principal or supervisory qualifications and has not reported any professional designations.
Cristina’s registration with Wells Fargo Clearing Services, LLC, ended on July 12, 2024, following her discharge by Wells Fargo Bank, N.A., due to concerns regarding borrowing, lending, and gifting funds with clients, which were not related to securities accounts. She has not been registered with any other securities firms during her career and is currently not registered with any brokerage firm.
Cristina Stratan Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Cristina Stratan is a red flag which should put all current and former customers of Cristina Stratan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cristina Stratan engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Cristina Stratan
If you have questions about Wells Fargo Clearing Services, LLC and/or Cristina Stratan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...