DID AUSTIN C WIEST CAUSE YOU INVESTMENT LOSSES?
Austin Wiest Formerly With Fidelity Brokerage Services LLC was terminated on July 2, 2024, due to allegations that he inaccurately documented client interactions in the firm’s systems, which impacted internal metrics
Who is Austin Wiest formerly with Fidelity Brokerage Services LLC?
Austin Wiest (CRD #7383815) who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Austin Wiest Employment History
Austin C. Wiest is a former registered broker who worked for Fidelity Brokerage Services LLC in Chicago, Illinois, from August 2021 to July 2024. During his time as a broker, Austin passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on August 6, 2021, and the General Securities Representative Examination (Series 7) on August 13, 2021. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) on September 16, 2021. Austin does not have any principal or supervisory qualifications and has not reported any professional designations.
Austin is no longer registered with any brokerage firm. His employment with Fidelity Brokerage Services LLC ended on July 2, 2024, following his discharge due to allegations that he inaccurately documented client interactions in the firm’s systems, which impacted internal metrics. Prior to his role in the securities industry, Austin worked in various non-investment roles, including as a major market sales representative at Paychex and an account executive at Brooksource.
Austin Wiest Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Austin Wiest is a red flag which should put all current and former customers of Austin Wiest Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Austin Wiest engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Austin Wiest
If you have questions about Fidelity Brokerage Services LLC and/or Austin Wiest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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