DID CARMEN AMELIA WOOD CAUSE YOU INVESTMENT LOSSES?
Carmen Wood Formerly With J.P. Morgan Securities LLC was terminated on July 18, 2024, after admitting to placing a customer’s initials on a Subscriber Information Form without the customer’s knowledge or consent
Who is Carmen Wood formerly with J.P. Morgan Securities LLC?
Carmen Wood (CRD #7332370) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Fort Worth, Texas, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Carmen Wood Employment History
Carmen Amelia Wood is a former registered broker who was associated with J.P. Morgan Securities LLC in Fort Worth, Texas, from March 2021 to July 2024. During her career, Carmen passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on February 12, 2021, and the General Securities Representative Examination (Series 7) on March 24, 2021. She also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) on May 7, 2021. Carmen does not hold any principal or supervisory qualifications and has not reported any professional designations.
Carmen’s registration with J.P. Morgan Securities LLC ended on July 18, 2024, following her discharge from employment by JPMorgan Chase Bank, N.A., after admitting to placing a customer’s initials on a Subscriber Information Form without the customer’s knowledge or consent. This action was not related to any known customer complaints or harm. She is currently not registered with any brokerage firm. In addition to her brokerage experience, Carmen has worked in various roles, including executive assistant and office manager positions, and has been involved in transcription services as an independent contractor.
Carmen Wood Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Carmen Wood is a red flag which should put all current and former customers of Carmen Wood J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Carmen Wood engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Carmen Wood
If you have questions about J.P. Morgan Securities LLC and/or Carmen Wood and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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