DID RITA RAEANNE POLLARD CAUSE YOU INVESTMENT LOSSES?
About Rita Pollard of Bankers Life Securities, Inc.?
Rita Pollard (CRD #7575328) is currently associated with Bankers Life Advisory Services, Inc., as an investment advisor and Bankers Life Securities, Inc. as a registered broker, both located in Brentwood, Tennessee. She has been registered with these firms since November 2022 and September 2022, respectively. Pollard is licensed in 7 U.S. states and territories and has passed 2 General Industry/Product Exams and 1 Multi-State Securities Law Exam. Her qualifications include the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Pollard’s career in the financial industry is relatively recent, with her first registrations occurring in 2022.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Rita Pollard Customer Complaints and Reviews
Rita Pollard has one reported customer dispute:
- Customer Dispute (Pending as of June 3, 2024): A client filed a complaint alleging that Pollard’s recommendations to invest in certain annuities and roll over retirement funds resulted in unsuitable investments. The client claimed that the annuities lacked liquidity, that they were not informed of surrender penalties or withdrawal limits, and that these investments led to higher Medicare premiums. The client is seeking a return of deposited funds, with alleged damages calculated at $6,177.42. The firm’s review found the transactions to be suitable, but they agreed to permit the client to surrender one annuity penalty free.
Allegations Against Rita Pollard
- Pending Customer Dispute: The client alleges that the annuities recommended by Pollard were not in their best interest due to lack of liquidity and unawareness of surrender penalties. Additionally, the rollover of pension funds to a managed Roth IRA account allegedly resulted in increased Medicare premiums. The complaint is under review, with the firm permitting a penalty-free surrender of one annuity as accommodation, despite finding the transactions suitable. The claimed damages are $6,177.42.
Rita Pollard Red Flags & Your Rights As An Investor
Of course, Rita Pollard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rita Pollard at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rita Pollard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Rita Pollard
If you have questions about Bankers Life Securities, Inc. and/or Rita Pollard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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