DIDSIRIA PYLAR PINKSTON CAUSE YOU INVESTMENT LOSSES?
Siria Pinkston Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct
About Siria Pinkston formerly with Wells Fargo Clearing Services, LLC?
Siria Pinkston (CRD #1800007) has extensive experience in the securities industry, having been registered with various firms over her career. She was most recently registered with Wells Fargo Clearing Services, LLC, in Kaufman, Texas, from June 2012 until July 2018. Pinkston’s professional journey also includes roles at Morgan Stanley Smith Barney and Citigroup Global Markets Inc., among others. Over her career, she has passed two General Industry/Product Exams and two Multi-State Securities Law Exams. Notably, Pinkston is no longer currently registered with any firm.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Siria Pinkston Customer Complaints and Reviews
Siria Pinkston has three disclosed incidents:
- Regulatory Event (Finalized in April 2023): FINRA suspended Pinkston indefinitely for failing to comply with an arbitration award or settlement agreement, or to satisfactorily respond to FINRA’s request for information about her compliance status.
- Customer Dispute (Denied in May 2009): A client alleged in November 2008 that Pinkston had not followed instructions to avoid speculative investments, leading to significant losses in 2003. The claim, seeking $8,000 in damages, was denied.
- Customer Dispute (Pending as of June 2024): Claimants allege that starting in 2014, their father’s financial advisor (Pinkston) influenced him to misappropriate assets for the advisor’s personal gain. This complaint is currently under arbitration with FINRA, with no specified damages mentioned.
Allegations Against Siria Pinkston
- Regulatory Action: Pinkston was suspended by FINRA for not complying with an arbitration award or settlement agreement, and for not responding to FINRA’s inquiries regarding her compliance.
- Customer Dispute (Denied): The client accused Pinkston of failing to follow instructions to avoid speculative investments, resulting in losses. The claim was reviewed and ultimately denied by the firm.
- Customer Dispute (Pending): The ongoing case involves accusations that Pinkston improperly influenced a client to misappropriate assets for personal gain, with the arbitration case still unresolved.
Siria Pinkston Red Flags & Your Rights As An Investor
Of course, Siria Pinkston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Siria Pinkston at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Siria Pinkston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Siria Pinkston
If you have questions about Wells Fargo Clearing Services, LLC and/or Siria Pinkston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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