DID GEORGE HALL GARDNER III CAUSE YOU INVESTMENT LOSSES?
George Gardner III Formerly With Silver Oak Securities, Incorporated was terminated on July 8, 2024, following an incident involving conflict with a report by client’s Power of Attorney (POA.
Who is George Gardner III formerly with Silver Oak Securities, Incorporated?
George Gardner III (CRD #1156809) who was formerly registered as a broker with Silver Oak Securities, Incorporated and located in Tigard, Oregon, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
George Gardner III Employment History
He is a former registered broker with extensive experience in the securities industry, spanning several decades. He has been registered with multiple firms over his career, including Silver Oak Securities, Inc., Securities America, Inc., and Securities Service Network, LLC, among others. George has passed two general industry/product exams: the Series 7 General Securities Representative Examination and the Securities Industry Essentials Examination, as well as two multi-state securities law exams: the Series 63 and Series 65. He holds the professional designation of Chartered Financial Consultant (ChFC). George’s most recent registration was with Silver Oak Securities, Inc., where he was registered from May 2022 until July 2024.
Allegations Against George Gardner III
- Employment Termination: On July 8, 2024, George was discharged from Silver Oak Securities, Inc. The termination followed an incident where a client’s Power of Attorney (POA) reported that George had received $3,000 in fees directly from the client instead of through the firm’s billing process. George admitted to receiving these fees, which were related to missed advisory fees that the client chose to pay directly to him. The client was later reimbursed the full amount, and a settlement agreement was signed by the POA.
George Gardner III Red Flags & Your Rights As An Investor
Of course, George Gardner III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of George Gardner III at Silver Oak Securities, Incorporated on alert to review carefully the activity and performance of their accounts and question whether George Gardner III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Silver Oak Securities, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Silver Oak Securities, Incorporated Due To George Gardner III
If you have questions about Silver Oak Securities, Incorporated and/or George Gardner III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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