DID JAMES MICHAEL TURPIN CAUSE YOU INVESTMENT LOSSES?
James Turpin Formerly With USA Financial Securities Corporation was terminated on June 7, 2024, due to allegations of theft from a client account
Who is James Turpin formerly with USA Financial Securities Corporation?
James Turpin (CRD #5937001) who was formerly registered as a broker with USA Financial Securities Corporation and located in Haddonfield, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
James Turpin Employment History
James Michael Turpin has worked for three firms during his career, including USA Financial Securities Corporation (CRD #103857) from January 2017 to June 2024. Prior to that, he was registered with United Planners’ Financial Services of America and BCG Securities, Inc. He has passed two general industry/product exams and one multi-state securities law exam, including the Series 6 and Series 63 exams.
Turpin was discharged from USA Financial Securities Corporation on June 7, 2024, due to allegations of theft from a client account. He is currently not registered with any firm. His employment history also includes ownership roles at Chelsea Wealth Management Corp. and American Prosperity Group.
James Turpin Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Turpin is a red flag which should put all current and former customers of James Turpin at USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Turpin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At USA Financial Securities Corporation Due To James Turpin
If you have questions about USA Financial Securities Corporation and/or James Turpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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