DID JOE JIANKANG ZHENG CAUSE YOU INVESTMENT LOSSES?
About Joe Zheng of J.K. Financial Services, Inc.?
Joe Zheng (CRD #2318835) is a seasoned financial professional currently registered with J.K. Financial Services, Inc. since July 12, 2000. He is registered with one self-regulatory organization (SRO) and licensed in three U.S. states: California, Texas, and Washington. Zheng has passed five principal/supervisory exams, three general industry/product exams, and one multi-state securities law exam. His principal qualifications include the General Securities Principal Examination, Registered Options Principal Examination, and Municipal Fund Securities Principal Examination. Additionally, he has been active in the financial services industry for over three decades, starting his career with firms like Midwest Discount Brokers and Montano Securities.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Joe Zheng Customer Complaints and Reviews
Zheng has one pending customer dispute.
- Date Received: August 5, 2024
- Allegation: The customer alleges that Zheng recommended investments that conflicted with her investment direction and profile. The claimant is seeking damages of $1,935,000.
- Status: The case is currently pending and has been filed with FINRA Dispute Resolution Services Case #24-01679.
Allegations Against Joe Zheng
The pending customer dispute against Zheng involves accusations that his investment recommendations were unsuitable and did not align with the customer’s stated investment profile. The claimant alleges damages primarily related to equity-listed stocks, mutual funds, and options. The case with FINRA is pending as of August 2024.
Joe Zheng Red Flags & Your Rights As An Investor
Of course, Joe Zheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Zheng at J.K. Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joe Zheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.K. Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.K. Financial Services, Inc. Due To Joe Zheng
If you have questions about J.K. Financial Services, Inc. and/or Joe Zheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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