DID MARCELINO ALVAREZ LAZO CAUSE YOU INVESTMENT LOSSES?
Marcelino Lazo Formerly With Wells Fargo Clearing Services, LLC was terminated on August 13, 2024, following performance issues and a compliance-related matter
Who is Marcelino Lazo formerly with Wells Fargo Clearing Services, LLC?
Marcelino Lazo (CRD #6908009) ) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Redding, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Marcelino Lazo Employment History and Termination
Marcelino Alvarez Lazo has worked at four financial firms since entering the securities industry, including Wells Fargo Clearing Services, LLC, VALIC Financial Advisors, Inc., and Merrill Lynch.
Over his career, he has passed three general industry/product exams and two multi-state securities law exams. He has also registered in several states, supporting clients in both advisory and banking roles.
Lazo’s termination from Wells Fargo on August 13, 2024, occurred following a performance review and a compliance issue involving the discretionary purchase of a certificate of deposit for a client
Disclosure
- Termination
- Date: August 13, 2024
- Firm: Wells Fargo Clearing Services, LLC
- Allegation: Termination was based on performance issues and a compliance matter related to discretionary action in a client’s certificate of deposit purchase. No other customer disputes or regulatory issues were reported.
Marcelino Lazo Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marcelino Lazo is a red flag which should put all current and former customers of Marcelino Lazo at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcelino Lazo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marcelino Lazo
If you have questions about Wells Fargo Clearing Services, LLC and/or Marcelino Lazo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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