DID KEVIN LEE OLLIS CAUSE YOU INVESTMENT LOSSES?
Kevin Ollis Formerly With TIAA-CREF Individual & Institutional Services, LLC was terminated on June 21, 2024, due to allegations related to failing to make required calls to clients.
Who is Kevin Ollis formerly with TIAA-CREF Individual & Institutional Services, LLC?
Kevin Ollis (CRD #3272721) who was formerly registered as a broker with TIAA-CREF Individual & Institutional Services, LLC and located in Charlotte, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kevin Ollis Employment History
Kevin Lee Ollis has an extensive career in the securities industry, having worked for three different firms. His most recent and longest tenure was with TIAA-CREF Individual & Institutional Services, LLC, where he was registered from May 2001 until July 2024. Prior to that, he held positions at First Union Securities, Inc., and First Union Brokerage Services, Inc.
Throughout his career, Mr. Ollis has passed six industry exams, including one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. His qualifications include passing the General Securities Principal Examination, the General Securities Representative Examination, and the Uniform Investment Adviser Law Examination.
- Termination: Kevin Ollis is currently not registered with any firm following his termination from TIAA-CREF in June 2024 due to allegations related to failing to make required outbound calls to clients as part of his role, at times incorrectly notating that the client did not want to be contacted.
Kevin Ollis Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kevin Ollis is a red flag which should put all current and former customers of Kevin Ollis at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Ollis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Kevin Ollis
If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Kevin Ollis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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