DID THOMAS JOHNSON MANN CAUSE YOU INVESTMENT LOSSES?
Thomas Mann Formerly With J.P. Morgan Securities LLC was terminated on June 28, 2024, for completing portions of a customer-signed Trust Certificate document without confirming the information with the customer.
Who is Thomas Mann formerly with J.P. Morgan Securities LLC?
Thomas Mann (CRD #4828971) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Indialantic, Florida, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Thomas Mann Employment History and Termination
Thomas J. Mann has worked in the securities industry since 2008, holding roles at J.P. Morgan Securities LLC (2012-2024) and Chase Investment Services Corp. (2009-2012) Mann’s experience includes nearly a decade of advising and supporting client accounts across multiple state registrations.
Over his career, Mann has passed two general industry/product exams and one multi-state securities law exam, demonstrating consistent regulatory compliance until his recent termination.
On June 28, 2024, Mann was terminated by JPMorgan Chase Bank, N.A. due to completing sections of a Trust Certificate document that had been previously signed by the customer, without verifying the information.
Disclosure Event:
- Termination June 28, 2024
- Firm: JPMorgan Chase Bank, N.A.
- Allegation: Terminated for completing sections of a Trust Certificate document without confirming details with the customer.
Thomas Mann Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Thomas Mann is a red flag which should put all current and former customers of Thomas Mann at [name of last firms broker associated within last 6 years]on alert to review carefully the activity and performance of their accounts and question whether Thomas Mann engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Thomas Mann
If you have questions about J.P. Morgan Securities LLC and/or Thomas Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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