DID ROBERT STOKES WISE CAUSE YOU INVESTMENT LOSSES?
About Robert Wise of Wells Fargo Clearing Services, LLC?
Robert Wise (CRD #5884184) is currently registered with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC, both located in Tampa, Florida. He has been registered with these firms since August 2016. Wise holds registrations with six self-regulatory organizations (SROs) and is licensed in 23 U.S. states and territories, including Florida, Texas, California, and Virginia. Over his career, Wise has passed three general industry/product exams and two state securities law exams. He has worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2011 to 2016, and Wells Fargo Advisors, LLC in 2011.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Wise Customer Complaints and Reviews
Robert Wise has one pending customer dispute on record:
- Customer Dispute Received: August 12, 2024
- Complaint: The claimants allege that Wise made unsuitable investments in debt-municipal securities around August 2021.
- Damages: The claimants are seeking approximately $1 million in damages.
- Status: The case is currently pending in FINRA arbitration Case #24-01733.
Allegations Against Robert Wise
The customer dispute against Robert Wise involves allegations of unsuitable investments in municipal debt securities, which the claimants argued resulted in financial losses.
Robert Wise Red Flags & Your Rights As An Investor
Of course, Robert Wise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wise at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Wise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Robert Wise
If you have questions about Wells Fargo Clearing Services, LLC and/or Robert Wise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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