DID CHARLES JOSEPH NORTON JR CAUSE YOU INVESTMENT LOSSES?
Charles Norton Jr Formerly With Wells Fargo Clearing Services, LLC was fired on September 3, 2024, following allegations related to the authentication of bank documents
Who is Charles Norton Jr formerly with Wells Fargo Clearing Services, LLC?
Charles Norton Jr (CRD #6913654) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Greensboro, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Charles Norton Jr Employment History and Termination
Charles J. Norton Jr. has been registered in the securities industry since 2018. His role as a registered broker at Wells Fargo Clearing Services, LLC spanned from May 2018 until 2024. He also worked as a personal banker at Wells Fargo Bank, N.A. His career reflects a blend of advisory roles and financial services expertise.
Over his career, Norton passed two general industry/product exams and two multi-state securities law exams.
On September 3, 2024, Norton was discharged from Wells Fargo Clearing Services, LLC due to alleged concerns involving client authentication and document signatures, which were not related to any securities transactions.
Disclosure Event:
- Termination September 3, 2024
- Firm: Wells Fargo Clearing Services, LLC
- Allegation: Terminated due to concerns about client authentication and signatures on bank documents. This incident was not related to securities accounts.
Charles Norton Jr Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Charles Norton Jr is a red flag which should put all current and former customers of Charles Norton Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Norton Jr engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Norton Jr
If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Norton Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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