DID CHRISTINA SKIPPER CAUSE YOU INVESTMENT LOSSES?
About Cynthia Smith of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
Cynthia Smith (CRD #2386038) has been a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated since April 2, 2002, and also serves as a Wealth Management Advisor at Bank of America, N.A. since July 2011. Over her extensive career, she has worked for several firms, including First Union Securities, Inc., First Union Brokerage Services, Inc., and GNA Securities, Inc. Cynthia is registered with six self-regulatory organizations (SROs) and holds licenses in 53 U.S. states and territories. She has passed four General Industry/Product Exams and two Multi-State Securities Law Exams, including the General Securities Representative Examination in 1994 and the Uniform Investment Adviser Law Examination in 2002. Her qualifications also include the Futures Managed Funds Examination and the Investment Company Products/Variable Contracts Representative Examination.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Cynthia Smith Customer Complaints and Reviews
- Customer Dispute (Pending) received September 4, 2024:
- Complaint: A client alleged that Cynthia S. Smith recommended an unsuitable investment strategy from March 2020 through 2022.
- Alleged Damages: No specific monetary damages have been claimed in the complaint.
- Status: The dispute is currently pending and remains unresolved as of the report date..
Allegation Against Cynthia Smith
The allegation against Cynthia S. Smith involves claims of an unsuitable investment strategy, and that the investment strategy implemented by Cynthia was unsuitable.
Cynthia Smith Red Flags & Your Rights As An Investor
Of course, Cynthia Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Smith at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Cynthia Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Cynthia Smith
If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Cynthia Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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