DID MARY BETH FISHER SPUHLER CAUSE YOU INVESTMENT LOSSES?
Mary Beth Spuhler Formerly With Osaic Wealth, Inc. was terminated on September 6, 2024, for engaging in personal transactions with clients without prior approval from the broker-dealer.
Who is Mary Beth Spuhler formerly with Osaic Wealth, Inc.?
Mary Beth Spuhler (CRD #1195301) who was formerly registered as a broker with Osaic Wealth, Inc. and located in Camp Hill, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mary Beth Spuhler Employment History and Termination
- Mary Beth Fisher Spuhler has over 40 years of experience in the financial services industry. She has worked with five firms, including OSAIC Wealth, Inc. (2024), Securities America, Inc. (2017–2024), and MML Investors Services, LLC (1986–2012).
- Spuhler has passed three general industry exams and one multi-state securities law exam. Her professional designation includes being a Chartered Financial Consultant.
- Her most recent role at OSAIC Wealth, Inc. ended in termination on September 6, 2024, due to engaging in personal transactions with clients. Prior to this, she held a long-standing position at MML Investors Services, LLC, from 1986 to 2012, before being discharged on July 12, 2012, for policy violations involving client account management.
Disclosures
- Termination 1:
- Date: September 6, 2024
- Employer: OSAIC Wealth, Inc.
- Allegation: Engaged in personal transactions with clients (friends) without prior approval of the broker-dealer.
- Termination 2:
- Date: July 12, 2012
- Employer: MML Investors Services, LLC
- Allegation: Violated firm policy by using a client’s ID/password and providing advice and sales materials for assets held outside the firm.
Mary Beth Spuhler Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mary Beth Spuhler is a red flag which should put all current and former customers of Mary Beth Spuhler at with Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mary Beth Spuhler engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At with Osaic Wealth, Inc. Due To Mary Beth Spuhler
If you have questions about Osaic Wealth, Inc. and/or Mary Beth Spuhler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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