DID ROBERT FRANCIS TAGLICH CAUSE YOU INVESTMENT LOSSES?
About Robert Taglich of Taglich Brothers, Inc.?
Robert Taglich (CRD #1539988) is an experienced broker and principal with Taglich Brothers, Inc., where he has been registered since February 1992. Mr. Taglich has also worked with other firms, including Weatherly Securities Corporation and Philips, Appel & Walden, Inc., with his career beginning in 1986. He has completed one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams, equipping him with extensive qualifications. Currently, Mr. Taglich is licensed across all 51 U.S. states and territories, holding active registrations with FINRA as a General Securities Principal and Investment Banking Principal.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Robert Taglich Customer Complaints and Reviews
Mr. Taglich has one pending customer dispute related to investments in private placements:
- Customer Dispute Filed September 2024:
- Complaint: The claimant alleges financial harm due to investments made through Taglich Brothers, Inc. (TBI) in private placement transactions over a span of 11 years, ending approximately nine years prior to the dispute. The claimant contends that TBI and Mr. Taglich are responsible for his current financial status.
- Alleged Damages: $876,101.98.
- Status: This dispute is pending in FINRA arbitration under case #24-01917.
Allegations Against Robert Taglich
Private Placement Investment Dispute:
- Nature of Allegations: The claimant, a practicing attorney, accuses Mr. Taglich and his firm of contributing to financial loss through private placement investments, asserting responsibility for his financial circumstances nearly nine years after his last investment through TBI.
- Mr. Taglich denies the allegations, stating that the claimant completed all necessary investment documents independently and was aware of the risks involved. Additionally, he asserts that the claimant misrepresented his financial capabilities and understanding of the investments.
- This case remains pending in FINRA arbitration, with Mr. Taglich prepared to defend against these allegations, which he contends lack merit.
Robert Taglich Red Flags & Your Rights As An Investor
Of course, Robert Taglich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Taglich at Taglich Brothers, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Taglich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Taglich Brothers, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Taglich Brothers, Inc. Due To Robert Taglich
If you have questions about Taglich Brothers, Inc. and/or Robert Taglich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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