DID BRETT ALAN STEHL CAUSE YOU INVESTMENT LOSSES?
About Brett Stehl of Creative Planning?
Brett Stehl (CRD #5354521) , located in St. Louis, Missouri, is an experienced financial professional with a career spanning over a decade in the securities industry. He has held roles at prominent firms, including Benjamin F. Edwards & Company and Morgan Stanley. He currently works as an Institutional Consultant at Goelzer Investment Management and holds a Chartered Financial Analyst (CFA) designation.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Brett Stehl Customer Complaints and Reviews
Brett Stehl has one disclosure on record related to employment termination:
- Termination Disclosure June 26, 2007
- Employer: Edward Jones
- Reason: Failing to disclose pertinent information during the hiring process.
- Details: The termination was administrative in nature and not tied to customer disputes or financial misconduct.
Allegations Against Brett Stehl
The disclosure event for Mr. Stehl involved employment termination:
- Mr. Stehl was accused of failing to disclose relevant information during Edward Jones’ hiring process.
- While the termination was final, there were no associated allegations of customer harm, regulatory infractions, or financial improprieties.
Brett Stehl Employment History
- Employment History:
- Goelzer Investment Management (2022 – Present): Institutional Consultant
- Creative Planning (2018 – 2022): Investment Advisor Representative
- Benjamin F. Edwards & Company (2013 – 2018): Associate Advisory Analyst
- Morgan Stanley (2007 – 2008): Registered Representative
- Exams Passed:
- Series 7 (General Securities Representative) – February 4, 2013
- Series 31 (Futures Managed Funds) – November 30, 2007
- Series 66 (Uniform Combined State Law) – February 23, 2013
- Securities Industry Essentials (SIE) – March 16, 2018
- Professional Designation: Chartered Financial Analyst (CFA)
Investment Advisors Owe Clients The Highest Level Of Care
Investment advisors are bound by fiduciary duties to act in their clients’ best interests. This includes providing clear disclosures about investment strategies, associated risks, and any potential conflicts of interest. Advisors must exercise a duty of care, recommending strategies tailored to a client’s specific financial situation and objectives. Transparent communication is critical for fostering trust and ensuring that clients can make informed decisions, with their welfare placed above any personal or corporate gain.
Option Trading Can Be Extremely Risky
Options trading can be a high-risk strategy due to its complexity and leverage. Advanced strategies, such as selling uncovered (naked) options, expose investors to potentially unlimited losses. For example, selling a naked call can lead to significant financial liability if the price of the underlying asset rises unexpectedly. Advisors engaging in options trading must ensure clients are fully aware of these risks and only employ such strategies for those with a high-risk tolerance and comprehensive understanding of the potential outcomes. Transparent risk management is key to maintaining trust and minimizing financial harm.
Brett Stehl Red Flags & Your Rights As An Investor
Of course, Brett Stehl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Brett Stehl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Creative Planning Due To Brett Stehl
If you have questions about about Creative Planning and/or Michael Snyder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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