DID TANYA CASAS CAUSE YOU INVESTMENT LOSSES?
Tanya Casas was fired from J.P. Morgan Securities LLC on October 15, 2024, for violating bank policy regarding transactions for incentive credit.
Who is Tanya Casas formerly with J.P. Morgan Securities LLC?
Tanya Casas (CRD #6553157) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Fountain Hills, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Tanya Casas Employment History and Termination
Tanya Casas has been in the securities industry for over nine years, working for two firms: J.P. Morgan Securities LLC (2017-2024) and Key Investment Services LLC (2015-2017). Ms. Casas served as a Licensed Private Client Banker at J.P. Morgan Securities LLC in Fountain Hills, Arizona, and as a Licensed Relationship Manager at Key Investment Services LLC in Tualatin, Oregon.
She has passed three general industry exams and one multi-state securities law exam but does not hold any supervisory or principal licenses.
Ms. Casas also has professional experience outside the securities industry, including roles in management training and marketing.
Termination: Her employment with JPMorgan Chase ended in October 2024 following allegations of violating bank policy regarding transactions not eligible for incentive credit.
She is currently not registered with any securities firm.
Negative Disclosures Summary
One negative disclosure was noted:
- Employment Termination (1 incident):
- Date: October 15, 2024
- Employing Firm: JPMorgan Chase Bank, N.A.
- Reason: Following allegations of violating bank policies concerning non-qualifying transactions for incentive credit.
Tanya Casas Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Tanya Casas is a red flag which should put all current and former customers of Tanya Casas at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Tanya Casas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Tanya Casas
If you have questions about J.P. Morgan Securities LLC and/or Tanya Casas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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