DID JOVANNY DOMINGUEZ CAUSE YOU INVESTMENT LOSSES?
Jovanny Dominguez was recently fired from with J.P. Morgan Securities LLC for violating firm policies related to personal finances and mortgage documentation.
Who is Jovanny Dominguez formerly with J.P. Morgan Securities LLC ?
Jovanny Dominguez (CRD #7100142) who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Chicago, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jovanny Dominguez Employment History and Termination
Jovanny Dominguez has over five years of experience in the securities industry, having worked as a registered broker exclusively with J.P. Morgan Securities LLC from June 2019 to November 2024 in Chicago, Illinois. Dominguez has also held other roles outside the securities industry, including positions in customer service and sales, prior to entering financial services.
He passed two general industry exams and one multi-state securities law exam but holds no supervisory or principal licenses.
His career at JPMorgan Chase ended due to a non-securities-related policy, for violating firm policies regarding his mortgage application and the handling of funds in his personal account.
Negative Disclosures Summary
One negative disclosure was noted:
- Employment Termination
- Date: November 6, 2024
- Employer: JPMorgan Chase Bank, N.A.
- Details: Terminated for violating policies related to personal finances, including documentation for a mortgage application and handling of funds in his account to qualify for a mortgage.
Allegations and Accusations
Patrick Crowley’s disclosures include one employment termination and one settled customer dispute.
- Termination 2024:
- Specific allegations related to the termination include KYC policy violations and improper use of personal devices.
- The customer dispute 2022:
- Pertained to a failure to follow client instructions and resulted in a monetary settlement.
Jovanny Dominguez Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jovanny Dominguez is a red flag which should put all current and former customers of Jovanny Dominguez at with J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jovanny Dominguez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints with J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At with J.P. Morgan Securities LLC Due To Jovanny Dominguez
If you have questions about J.P. Morgan Securities LLC and/or Jovanny Dominguez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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