DID PATRICK DENNIS DOYLE CAUSE YOU INVESTMENT LOSSES?
Patrick Doyle was fired from Wells Fargo Clearing Services, LLC on October 8, 2024, for exercising trading discretion in multiple non-discretionary client accounts.
Who is Patrick Doyle formerly with Wells Fargo Clearing Services, LLC?
Patrick Doyle (CRD #1032526) who was formerly registered as a broker with Wells Fargo Clearing Services, LLC and located in Woodbury, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Patrick Doyle Employment History and Termination
Patrick Dennis Doyle has a securities career spanning over 40 years, having worked for six firms, including Wells Fargo Clearing Services, LLC (2002–2024) and Chase Investment Services Corp. (1994–2002). His extensive career includes roles at prominent firms, such as Lehman Brothers and Smith Barney, reflecting his long-standing presence in the industry.
He passed three general industry exams and two multi-state securities law exams but does not hold any supervisory or principal licenses.
Mr. Doyle’s termination from Wells Fargo in 2024 was due to exercising trading discretion in non-discretionary accounts.
He is no longer registered with any securities firm.
Negative Disclosures Summary
Two incidents were reported on his record:
- Employment Termination
- Date: October 8, 2024
- Employer: Wells Fargo Clearing Services, LLC
- Reason: Terminated for exercising trading discretion in multiple non-discretionary accounts.
- Customer Dispute
- Date: Complaint Received: September 18, 2003
- Complaint: Failure to comply with court-ordered guardianship investment instructions.
- Product Type: Mutual Funds
- Status: Complaint denied and resolved without action on January 21, 2004.
Patrick Doyle Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Patrick Doyle is a red flag which should put all current and former customers of Patrick Doyle at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Doyle engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Patrick Doyle
If you have questions about Wells Fargo Clearing Services, LLC and/or Patrick Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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