DID TRAVIS REY FULLER CAUSE YOU INVESTMENT LOSSES?
Travis Fuller was recently fired from Fidelity Brokerage Services LLC, following allegations of delay and lack of cooperation in a firm review of communications.
Who is Travis Fuller formerly with Fidelity Brokerage Services LLC?
Travis Fuller (CRD #6310044) , located in Salt Lake City, Utah, who was formerly registered as a broker with Fidelity Brokerage Services LLC and located in Salt Lake City, Utah, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Travis Fuller Employment History and Termination
Travis Fulller began his career in the securities industry in 2015. Over his tenure, he worked with three firms, including Fidelity Brokerage Services LLC (2020–2024), SagePoint Financial, Inc. (2019–2020), and Northwestern Mutual Investment Services LLC (2015–2017).
During his career, Fuller passed four general industry/product exams and two multi-state securities law exams, including the Series 7 General Securities Representative and Series 66 Uniform Combined State Law exams.
Fuller’s most recent registration with Fidelity Brokerage Services LLC in Salt Lake City, Utah was terminated in October 2024 due to allegations of non-compliance and delay in a firm investigation. This marked a significant event in his professional record.
Negative Disclosures Summary
One negative disclosure was noted on his record:
- Type: Employment Termination
- Firm: Fidelity Brokerage Services LLC
- Date: October 14, 2024
- Allegations: Alleged delay and lack of cooperation in a firm review of communications.
Travis Fuller Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Travis Fuller is a red flag which should put all current and former customers of Travis Fuller at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Fuller engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Travis Fuller
If you have questions about Fidelity Brokerage Services LLC and/or Travis Fuller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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