DID NANCY BROOKS FLOWERS CAUSE YOU INVESTMENT LOSSES?
About Nancy Flowers of Wells Fargo Clearing Services, LLC?
Nancy Flowers (CRD #5058479) , located in Sebastian, Florida, is a registered securities broker currently employed with Wells Fargo Clearing Services, LLC, since January 18, 2006. She operates out of Sebastian, Florida, and is registered with six self-regulatory organizations (SROs) and holds licenses in nine U.S. states and territories. Over her career, Ms. Flowers has passed one principal/supervisory exam, four general industry/product exams, and two multi-state securities law exams, including the Series 6, 7, 9, 63, and 66 exams. Her long tenure with Wells Fargo highlights a consistent employment history.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nancy Flowers Customer Complaints and Reviews
Nancy B. Flowers has one reported disclosure:
- Customer Dispute
- Date Served: October 19, 2024.
- Complaint: The plaintiff alleges that Ms. Flowers exploited an elderly client by improperly making herself a joint accountholder and beneficiary of the client’s bank accounts.
- Damages: The plaintiff seeks damages of at least $50,000.
- Status: The case is pending in the Circuit Court of the Eighteenth Judicial Circuit in Brevard County, Florida (Case #05-2024-CA-050970-XXCA-BC).
Allegations Against Nancy Flowers
- The allegations involve claims of financial exploitation, specifically making herself a joint accountholder and beneficiary of a client’s accounts without proper authorization.
- The plaintiff is pursuing at least $50,000 in damages, with the case still under review in Brevard County, Florida’s state court. The outcome of this litigation will determine whether any regulatory actions or additional legal consequences will follow.
- This pending case underscores the importance of maintaining transparent and ethical client relationships.
Nancy Flowers Red Flags & Your Rights As An Investor
Of course, Nancy Flowers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Flowers at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nancy Flowers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Nancy Flowers
If you have questions about Wells Fargo Clearing Services, LLC and/or Nancy Flowers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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