DID JARED MICHAEL HOFFMAN CAUSE YOU INVESTMENT LOSSES?
About Jared Hoffman of Ameriprise Financial Services, LLC?
Jared Hoffman (CRD #5359735) , located in Worthington, Ohio, is a registered securities broker and investment adviser representative with Ameriprise Financial Services, LLC. He has been employed by the firm since September 2008 and operates out of Worthington, Ohio. Mr. Hoffman is registered with FINRA and holds licenses in 35 U.S. states and territories. His has passed two general industry/product exams (Securities Industry Essentials and Series 7) and one multi-state securities law exam (Series 66). Mr. Hoffman’s extensive licensing and long tenure with Ameriprise highlight his experience in the financial services industry.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jared Hoffman Customer Complaints and Reviews
Jared M. Hoffman has one reported customer dispute:
- Customer Dispute
- Date: Complaint received on October 28, 2024.
- Complaint: The client alleges that Mr. Hoffman failed to execute multiple requests for Roth IRA conversions between December 2023 and July 2024.
- Status: The dispute is pending, with the client alleging damages of $5,000. The firm has not determined whether the claim meets this threshold.
- Details: The complaint focuses on alleged inaction rather than misrepresentation or unauthorized transactions. No resolution or findings of fault have been reported at this time.
Allegations Against Jared Hoffman
- The primary issue in the pending customer dispute involves claims that Mr. Hoffman did not act upon the client’s repeated requests for Roth IRA conversions over several months, potentially resulting in missed financial opportunities or unfavorable tax implications.
- While the client has claimed $5,000 in damages, this amount has not been confirmed by the firm, and the case remains unresolved. No findings of negligence or misconduct have been made.
- This pending case highlights the importance of timely and accurate execution of client requests. Although unresolved, the allegations suggest a need for clear communication and operational efficiency to avoid similar disputes in the future. Investors may wish to inquire about Mr. Hoffman’s process for handling and tracking client requests.
Jared Hoffman Red Flags & Your Rights As An Investor
Of course, Jared Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Hoffman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jared Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jared Hoffman
If you have questions about Ameriprise Financial Services, LLC and/or Jared Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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