DID NORBERT KOZMA CAUSE YOU INVESTMENT LOSSES?
About Norbert Kozma of Craft Capital Management LLC?
Norbert Kozma (CRD #4693554) , located in Garden City, New York, is a registered securities broker currently employed with Craft Capital Management LLC since October 18, 2024. Based in Garden City, New York, Mr. Kozma holds registrations with two self-regulatory organizations (SROs) and is licensed in 11 U.S. states and territories. His prior employment history includes working with I-Bankers Securities, Inc., I-Bankers Direct, LLC, both in Boca Raton, I-Bankers Securities, Inc. in Delray Beach, Florida, and several other firms dating back to 2003. Over his career, he has passed two general industry/product exams (Series 7 and Securities Industry Essentials) and one multi-state securities law exam (Series 63).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Norbert Kozma Customer Complaints and Reviews
Mr. Kozma has one reported customer dispute:
- Date received: October 10, 2024.
- Complaint: The customer alleged unsuitable recommendations in listed equities
- Alleged Damages: $65,000.
- Details: The customer contends that the investments recommended were inappropriate for their financial situation, but no settlement or determination has been reached.
- Status: The complaint remains pending. An internal investigation by I-Bankers Direct, LLC, concluded that the claim was without merit.
Negative Disclosures Summary
- The pending dispute involves allegations of unsuitable investment advice regarding listed equities. The customer claims a loss of $65,000, citing dissatisfaction with the recommendations provided.
- An internal investigation conducted by I-Bankers Direct, LLC, found the allegations to lack merit. Mr. Kozma’s statement highlights that the client was a sophisticated investor who placed multiple unsolicited orders and understood the risks involved.
- While the matter remains unresolved, this case underscores the importance of clear documentation and communication regarding investment advice and client decisions.
Norbert Kozma Red Flags & Your Rights As An Investor
Of course, Norbert Kozma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Kozma at Craft Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Norbert Kozma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Craft Capital Management LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Craft Capital Management LLC Due To Norbert Kozma
If you have questions about Craft Capital Management LLC and/or Norbert Kozma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...