DID JOSUE LOPEZ CAUSE YOU INVESTMENT LOSSES?
Josue Lopez was fired from J.P. Morgan Securities LLC on November 7, 2024, for accessing affiliate bank customer profiles without a business need.
Who is Josue Lopez formerly with J.P. Morgan Securities LLC?
Josue Lopez (CRD #6921975) , located in Laguna Niguel, California, who was formerly registered as a broker with J.P. Morgan Securities LLC and located in Laguna Niguel, California, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Josue Lopez Employment History and Termination
Josue Lopez has experience working as a registered broker with two major securities firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated (December 2019–May 2022) and J.P. Morgan Securities LLC (July 2022–November 2024).
He has passed three industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). His registration history spans several years, with roles as a Financial Advisor Trainee and Private Client Advisor. He is not currently registered.
Lopez was terminated from JPMorgan Chase Bank, N.A., on November 7, 2024, due to allegations of accessing customer profiles without a business need. A customer complaint was also filed in November 2024 related to managed account investment advice.
Negative Disclosures Summary
Two disclosures were noted on record-1 Customer Dispute and 1 Termination:
- Customer Dispute:
- Date Filed: November 7, 2024
- Complaint: Misrepresentation and poor advice regarding managed account investments during activity on September 4, 2024.
- Alleged Damages: $29,230.77
- Status: Complaint is pending resolution.
- Employment Termination:
- Date: November 7, 2024
- Employer: JPMorgan Chase Bank, N.A.
- Reason: Accessing affiliate bank customer profiles without a business need.
Josue Lopez Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Josue Lopez is a red flag which should put all current and former customers of Josue Lopez at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Josue Lopez engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Josue Lopez
If you have questions about J.P. Morgan Securities LLC and/or Josue Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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