DID ELICIA GENEVA FULTZ CAUSE YOU INVESTMENT LOSSES?
About Elicia Fultz of Ameriprise Financial Services, LLC?
Elicia Fultz (CRD #4266955) , located in Ponte Vedra Beach, Florida, is an experienced financial professional with over 20 years in the securities industry. She is currently employed as a registered broker and financial adviser with Ameriprise Financial Services, LLC, in Ponte Vedra Beach, Florida, since July 14, 2023. Her employment history includes positions at UBS Financial Services, Inc. (2006–2023) and Merrill Lynch Pierce Fenner & Smith, Inc. (2000–2006). Ms. Fultz holds licenses in 17 U.S. states and is registered with one Self-Regulatory Organization (FINRA). Fultz has passed two General Industry/Product Exams and two Multi-State Securities Law Exams and holds the Certified Financial Planner designation.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Elicia Fultz Customer Complaints and Reviews
Elicia Fultz has one reported customer dispute on record:
- Dispute filed November 17, 2023
- Complaint: The client alleges unauthorized withdrawals from their IRA account between April 1, 2021, and April 7, 2021, which went against their instructions. The withdrawals reportedly provided no benefit and resulted in substantial tax liability.
- Alleged Damages: $48,263
- Status: Pending resolution
Allegations Against Elicia Fultz
The pending customer dispute involves serious allegations, including:
- Unauthorized Transactions: Claims of unauthorized withdrawals from a retirement account, purportedly executed against explicit client instructions.
- Financial Impact: The client asserts that the transactions resulted in a significant tax burden amounting to $48,263 in damages.
- Resolution Status: The dispute is currently unresolved and is not part of arbitration or civil litigation, remaining a pending matter with no financial settlement reported.
Elicia Fultz Red Flags & Your Rights As An Investor
Of course, Elicia Fultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elicia Fultz at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elicia Fultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Elicia Fultz
If you have questions about Ameriprise Financial Services, LLC and/or Elicia Fultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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