DID ALAN BARTLETT HARRISON CAUSE YOU INVESTMENT LOSSES?
Alan Harrison Of Concorde Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct.
About Alan Harrison of Concorde Investment Services, LLC?
Alan Harrison (CRD #1616987) , located in Trussville, Alabama, has over 35 years of experience in the securities industry. He is currently employed with Concorde Investment Services, LLC, as a registered broker since May 6, 2015, operating out of Trussville, Alabama. His previous employment includes positions at Emerson Equity LLC (2011–2014), Moody Securities, LLC (2009–2010), and Wells Investment Securities, Inc. (2000–2008). Harrison is licensed in 27 U.S. states and territories and holds registrations with FINRA. He has passed one Principal/Supervisory Exam, four General Industry/Product Exams, and one Multi-State Securities Law Exam. Harrison has a broad background in securities representation, specializing in direct investments and other financial products.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alan Harrison Customer Complaints and Reviews
Alan Harrison has two customer disputes disclosed in his report:
- Dispute #1
- Complaint: The client claimed Harrison failed to disclose the nature of a direct investment in 2021.
- Product: Direct Investment (DPP & LP Interests)
- Damages: Unspecified.
- Status: The complaint, filed on November 4, 2022, was closed with no action taken on October 17, 2023.
- Dispute #2
- Complaint: The client stated they were unaware that a DST investment would not convert to an UPREIT within two years, which influenced their decision to invest in February 2022.
- Product: Direct Investment (DPP & LP Interests)
- Damages: Believed to exceed $5,000 but unspecified.
- Status: The complaint, filed on May 20, 2024, remains pending.
Allegations Against Alan Harrison
The customer disputes highlight the following concerns:
- Disclosure Issues: Both disputes involve claims of inadequate disclosure related to direct investments, which may have influenced client decisions.
- Resolution Outcomes: One complaint was resolved with no action taken, indicating that the client’s concerns were addressed without formal penalties. However, the second dispute remains pending, with damages potentially exceeding $5,000.
Alan Harrison Red Flags & Your Rights As An Investor
Of course, Alan Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Harrison at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alan Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Alan Harrison
If you have questions about Concorde Investment Services, LLC and/or Alan Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...