DID MOHAMMED A SALIM CAUSE YOU INVESTMENT LOSSES?
Mohammed Salim was recently fired from Morgan Stanley following allegations of alleged misconduct.
Who is Mohammed Salim formerly with Morgan Stanley?
Mohammed Salim (CRD #7126671) , located in New York, New York, who was formerly registered as a broker with Morgan Stanley and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Mohammed Salim Employment History and Termination
Mohammed A. Salim has been in the securities industry since 2019, having worked for three firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated (2019–2021), Charles Schwab & Co., Inc. (2021–2022), and Morgan Stanley (2022–2024). His roles included serving as a financial advisor and registered representative, where he was responsible for advising and managing client accounts.
He has passed two general industry/product exams and one multi-state securities law exam but holds no principal or supervisory certifications.
Salim’s professional journey also includes prior non-investment-related roles, such as managerial and sales positions, showcasing a diverse background before entering the financial industry.
Termination: His employment with Morgan Stanley Wealth Management was terminated on October 10, 2024, stemming from serious allegations, including unauthorized sales and the transfer of customer funds to his creditors.
Such allegations represent a breach of both ethical and regulatory standards in the securities industry.
Negative Disclosures Summary
- Termination:
- Date: October 10, 2024
- Reason: Allegations surfaced of unauthorized sales and transferring funds from a customer’s account to pay his creditors.
- Outcome: Employment terminated due to alleged misconduct.
Mohammed Salim Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mohammed Salim is a red flag which should put all current and former customers of Mohammed Salim at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mohammed Salim engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mohammed Salim
If you have questions about Morgan Stanley and/or Mohammed Salim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
Rate this Post
Loading...