DID MANEESH GUPTA CAUSE YOU INVESTMENT LOSSES?
About Maneesh Gupta formerly with PFS Investments Inc.?
Maneesh Gupta (CRD #6701667) , located in Riverside, California, has been active in the securities industry since 2017 and has worked for PFS Investments Inc. during two separate periods, from May 2017 to December 2020 and from March 2021 to September 2024. He is not currently registered with any securities firm. Gupta has passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams, including the Series 26 (Investment Company Products/Variable Contracts Principal Examination) and Series 65 (Uniform Investment Adviser Law Examination). His expertise includes the sale of fixed annuities and investment-related products.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Maneesh Gupta Customer Complaints and Reviews
There was one Customer Dispute noted on his record:
- Customer Dispute:
- Date Filed: February 26, 2024
- Complaint: A customer alleged that Gupta misrepresented the features of their fixed annuity contracts, leading to dissatisfaction with the product.
- Outcome: The matter was settled on March 14, 2024, for $17,869.55.
Allegations Against Maneesh Gupta
- Customer Complaint Allegations:
- The complaint alleged that Gupta provided inaccurate or incomplete information regarding fixed annuity products. The customer claimed the features of the annuity were misrepresented, possibly leading to an unsuitable investment decision.
- Resolution: PFS Investments Inc. resolved the dispute to address the customer’s concerns without further escalation. Gupta did not contribute financially to the settlement and was not found directly liable.
Maneesh Gupta Red Flags & Your Rights As An Investor
Of course, Maneesh Gupta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maneesh Gupta at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Maneesh Gupta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At [name of last firm] Due To Maneesh Gupta PFS Investments Inc.
If you have questions about PFS Investments Inc. and/or Maneesh Gupta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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