DID JEFFREY CHARLES PALADINI CAUSE YOU INVESTMENT LOSSES?
Jeffrey Paladini Formerly With Arkadios Capital Has 3 Customer Complaints For Alleged Broker Misconduct
About Jeffrey Paladini formerly with Arkadios Capital?
Jeffrey Paladini (CRD #4341198) Located in Fort Worth, TX is a former securities broker and investment adviser with over 20 years of experience in the financial industry. Paladini was previously registered with multiple firms, including Arkadios Capital (2022–2024), BD4RIA, Inc. (2018–2023), and Triad Advisors LLC (2012–2018). He has passed five industry examinations, including one principal/supervisory exam, three general industry/product exams, and one multi-state securities law exam. His professional designations include the Certified Financial Planner (CFP) credential. As of May 2024, he is no longer registered with any self-regulatory organization or state authority.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Jeffrey Paladini Customer Complaints and Reviews
Jeffrey Paladini has three customer dispute disclosures, two of which were settled and one is pending:
- Settled Dispute (2023):
- Firm Involved: Triad Advisors LLC
- Complaint: Claimants alleged that Paladini recommended unsuitable investment products (BDC).
- Outcome: The dispute was settled for $14,500, with no individual contribution from Paladini.
- Settled Dispute (2020):
- Firm Involved: Triad Advisors LLC
- Complaint:: A customer claimed that a 2014 investment in GPB Holdings was unsuitable after distributions were suspended.
- Outcome: The firm settled for $25,000 to avoid litigation costs. Paladini did not contribute financially.
- Pending Dispute (2023):
- Firm Involved: Triad Advisors LLC
- Complaint: The claimant alleges that a direct investment was unsuitable and not fully explained.
- Alleged Damages: $50,000.
- Status: The case is currently under FINRA arbitration.
Allegations Against Jeffrey Paladini
The allegations and accusations against Jeffrey Paladini include:
- Investment Suitability:
- Two settled disputes involved claims of unsuitable recommendations for BDC and direct investments. The firms resolved the disputes via settlements totaling $39,500. Paladini denied any wrongdoing and did not contribute to the settlements.
- Ongoing Arbitration (2023):
- A customer alleges that a direct investment was inappropriate and inadequately explained.
Jeffrey Paladini Red Flags & Your Rights As An Investor
Of course, Jeffrey Paladini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Paladini at Arkadios Capital on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Paladini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Jeffrey Paladini
If you have questions about Arkadios Capital and/or Jeffrey Paladini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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