DID HARRISON CHI CHANG CAUSE YOU INVESTMENT LOSSES?
About Harrison Chang of Innovation Partners LLC?
Harrison Chang (CRD #4183646) located in Laguna Hills, California, is currently employed with Innovation Partners LLC as a registered broker and IP Financial Advisory Services LLC as an investment adviser, with registrations effective as of June 2024. His employment history spans multiple firms, including Western International Securities, J.P. Morgan Securities LLC, and Merrill Lynch. He has held prior roles in Singapore and Taiwan. He holds active licenses in California and Texas and is registered with one self-regulatory organization (SRO). Mr. Chang has passed five industry exams, including the Series 7 and Series 66.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Harrison Chang Customer Complaints and Reviews
Harrison Chang has one Customer Dispute event on his record:
- Customer Dispute Filed April 20, 2024
- Complaint: The customer alleges unsuitable and misleading investment recommendations between June 2018 and April 2020.
- Product Type: Corporate Debt Instruments
- Alleged Damages: $550,000
- Status: The case, filed with FINRA under Case #24-00864 is pending resolution
Allegations Against Harrison Chang
The pending customer dispute involves allegations of unsuitable and misleading recommendations regarding corporate debt instruments. Specifically:
- Period of Alleged Misconduct: June 2018 to April 2020.
- Details: allegations are that Mr. Chang provided recommendations that were not appropriate for their financial goals or risk tolerance, resulting in significant financial losses.
Harrison Chang Red Flags & Your Rights As An Investor
Of course, Harrison Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harrison Chang at Innovation Partners LLC on alert to review carefully the activity and performance of their accounts and question whether Harrison Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Innovation Partners LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Innovation Partners LLC Due To Harrison Chang
If you have questions about Innovation Partners LLC and/or Harrison Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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