DID TINH TRONG VU CAUSE YOU INVESTMENT LOSSES?
About Tinh Vu of Osaic Wealth, Inc.?
Tinh Vu (CRD #6316398) is currently employed as a registered broker and investment adviser with Osaic Wealth, Inc., in Tukwila, Washington, since January 19, 2024.. He is registered with one self-regulatory organization (SRO) and holds licenses in eight U.S. states and territories, including California, Texas, and Washington. His previous employment was with Hornor, Townsend & Kent, Inc., (2015-2018) and Woodbury Financial Services, Inc (2018-2024) He has passed three General Industry/Product exams and two Multi-State Securities Law exams but has not completed any Principal/Supervisory exams. Throughout his career, Tinh has consistently maintained his professional qualifications, including certifications as a Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Tinh Vu Customer Complaints and Reviews
Tinh has one pending customer dispute on his record, detailed below:
- Customer Dispute Filed July 3, 2024
- Complaint: Client alleged that Tinh made unsuitable investment recommendations related to promissory notes, purportedly violating legal and regulatory duties.
- Firm Involved: Osaic Wealth, Inc.
- Claimed Damages: $176,200.00
- Status: Pending arbitration through FINRA Case #24-01472 in Seattle, Washington.
Allegations Against Tinh Vu
- The pending customer dispute centers on claims that Tinh recommended promissory notes in violation of regulatory standards.
- This arbitration underscores the importance of due process, as the allegations remain unsubstantiated, and Tinh denies any involvement in the claims.
Tinh Vu Red Flags & Your Rights As An Investor
Of course, Tinh Vu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tinh Vu+ at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tinh Vu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Tinh Vu
If you have questions about Osaic Wealth, Inc. and/or Tinh Vu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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