DID PHILLIP MICHAEL CABALLERO CAUSE YOU INVESTMENT LOSSES?
Phillip Caballero was fired from VP Distributors LLC on December 11, 2024, due to allegations of misuse of a corporate credit card.
Who is Phillip Caballero formerly with VP Distributors LLC?
Phillip Caballero (CRD #4272433) who was formerly registered as a broker with VP Distributors LLC and located in Hartford, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Phillip Caballero Employment History and Termination
Phillip Michael Caballero has over 20 years of experience in the securities industry. He has worked for several firms, including VP Distributors LLC (2022–2024), Griffin Capital Securities, LLC (2019–2022), and Foresters Financial Services, Inc. (2018–2019). He has passed six industry exams, including the Series 7, Series 6, Series 63, Series 66, and the Securities Industry Essentials Examination.
Mr. Caballero’s termination from VP Distributors LLC resulted from allegations of violating company policy related to the use of a corporate credit card. He is not currently registered with any firm.
Negative Disclosures Summary
Phillip Michael Caballero has one disclosure related to employment termination:
- Employment Termination:
- Firm: VP Distributors LLC.
- Date: December 11, 2024.
- Allegation: Misuse of a corporate credit card against company policy.
Phillip Caballero Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Phillip Caballero is a red flag which should put all current and former customers of Phillip Caballero at VP Distributors LLC on alert to review carefully the activity and performance of their accounts and question whether Phillip Caballero engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VP Distributors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At VP Distributors LLC Due To Phillip Caballero
If you have questions about VP Distributors LLC and/or Phillip Caballero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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