DID ALEXANDER BRADY ASCENCIOS CAUSE YOU INVESTMENT LOSSES?
Alexander Ascencios was recently fired from CUNA Brokerage Services, Inc. following allegations related to a personal legal matter.
Who is Alexander Ascencios formerly with CUNA Brokerage Services, Inc.?
Alexander Ascencios (CRD #2293410) , who was formerly registered as a broker with CUNA Brokerage Services, Inc. and located in Waverly, Iowa, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Alexander Ascencios Employment History and Termination
Alexander Brady Ascencios has a professional history in the securities industry spanning multiple firms and regulatory exams. He has worked for five different firms for over 26 years, most recently with CUNA Brokerage Services, Inc. from September 2024 to December 2024. Prior to that, he was registered with Allstate Financial Services, LLC from 2013 to 2024 and Prudential Annuities Distributors, Inc. from 2006 to 2012.
He has passed four industry exams, including the Investment Company Products/Variable Contracts Principal Examination (Series 26) and the Uniform Securities Agent State Law Examination (Series 63). However, his licenses are no longer active as he is not currently registered.
In December 2024 Mr. Ascencios was terminated by CUNA Brokerage Services, Inc. His termination stemmed from personal legal issues unrelated to his professional responsibilities, to which he pleaded guilty of a misdemeanor and was fined.
Negative Disclosures Summary
Alexander Brady Ascencios has a Termination disclosure:
- Date: December 2, 2024
- Employer: CUNA Brokerage Services, Inc.
- Reason: Discharged due to a guilty plea for charge of theft, which was unrelated to firm activities.
Alexander Ascencios Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Alexander Ascencios is a red flag which should put all current and former customers of Alexander Ascencios at CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexander Ascencios engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At CUNA Brokerage Services, Inc. Due To Alexander Ascencios
If you have questions about CUNA Brokerage Services, Inc. and/or Alexander Ascencios and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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