DID DAVID ALTON FLIPPO CAUSE YOU INVESTMENT LOSSES?
David Flippo was fired from First Command Brokerage Services, Inc. on November 26, 2024, for violating company policies and regulatory regulations.
Who is David Flippo formerly with First Command Brokerage Services, Inc.?
David Flippo (CRD #7051683) who was formerly registered as a broker with First Command Brokerage Services, Inc. and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
David Flippo Employment History and Termination
David Alton Flippo, was registered with First Command Brokerage Services, Inc. from June 2019 to December 2024 in Las Vegas, Nevada. Mr. Flippo worked at multiple financial service entities under the company’s group: First Command Advisory Services, First Command Financial Planning, and First Command Insurance Services, holding roles such as investment advisor representative and registered representative since 2019.
During his tenure, he passed two general industry/product exams (Securities Industry Essentials Examination on March 20, 2019, and General Securities Representative Examination on June 11, 2019) and one multi-state securities law exam. He has no supervisory or principal exam certifications. However, he is no longer registered with FINRA as of December 2024.
On November 26, 2024, Mr. Flippo was discharged from First Command Brokerage Services, Inc., in November 2024 after allegations of violating company policies and regulatory standards involving electronic communications, books and records, and customer identification.
Negative Disclosures Summary
David Alton Flippo has one reported Termination disclosure event:
- Date: November 26, 2024
- Firm: First Command Brokerage Services, Inc.
- Reason: Allegations of violating company policies and regulatory regulations involving electronic communications, books and records, and customer identification.
David Flippo Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Flippo is a red flag which should put all current and former customers of David Flippo at First Command Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Flippo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Command Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At First Command Brokerage Services, Inc. Due To David Flippo
If you have questions about First Command Brokerage Services, Inc. and/or David Flippo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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