DID DOUGLAS THEODORE CHARNEY CAUSE YOU INVESTMENT LOSSES?
About Douglas Charney of Prospera Financial Services, Inc.?
Douglas Charney (CRD #1838995) located in Harrisburg, Pennsylvania, is a registered broker currently employed with Prospera Financial Services, Inc., where he has been registered since August 30, 2016. Over his career, he has worked with various firms, including Wells Fargo Advisors (1999–2016), First Union Capital Markets (1994–1999), and Dean Witter Reynolds (1988–1994). Mr. Charney passed three principal/supervisory exams, four general industry/product exams, and two multi-state securities law exams. He holds registrations in multiple U.S. states and territories and is registered with one self-regulatory organization (SRO).
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Douglas Charney Customer Complaints and Reviews
One Customer Dispute was noted on his record:
- Date Filed: November 12, 2024
- Employing Firm: Prospera Financial Services, Inc.
- Complaint: The client claims poor account performance from October 2021 to the present.
- Damages: $100,000.00.
- Status: Currently under review with no reported settlement or resolution currently.
Allegations Against Douglas Charney
The pending dispute involves a claim of poor investment performance over a three-year period (2021–2024).
- The client alleges that their account underperformed expectations, but no specific product or misconduct has been mentioned in the report.
- The case has not been escalated to arbitration or legal proceedings and remains under review.
Douglas Charney Red Flags & Your Rights As An Investor
Of course, Douglas Charney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Charney at Prospera Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Charney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prospera Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Prospera Financial Services, Inc. Due To Douglas Charney
If you have questions about Prospera Financial Services, Inc. and/or Douglas Charney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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