DID KIMBERLEY ANN SCHROEDER CAUSE YOU INVESTMENT LOSSES?
Kimberley Schroeder was fired from The Huntington Investment Company in October 2024 due to a violation of he firm’s corporate conduct policy.
Who is Kimberley Schroeder formerly with The Huntington Investment Company?
Kimberley Schroeder (CRD #6192630) who was formerly registered as a broker with The Huntington Investment Company and located in Harmony, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Kimberley Schroeder Employment History and Termination
Kimberley Ann Schroeder was employed by The Huntington Investment Company for over a decade, from October 2013 until October 25, 2024, primarily as an Investment Representative.
She passed two general industry/product exams (Securities Industry Essentials Examination in October 2018 and Investment Company Products/Variable Contracts Representative Examination in October 2013) and one multi-state securities law exam (Series 63 in September 2014).
Her employment was terminated on October 25, 2024, by The Huntington Investment Company after an affiliate bank’s internal review concluded that she violated corporate conduct policy while handling document exception processing.
Negative Disclosures Summary
Kimberley Ann Schroeder has one reported disclosure event:
- Employment Termination:
- Date: October 25, 2024
- Firm: The Huntington Investment Company
- Reason: Discharged due to an internal review by an affiliate bank that identified violations of corporate conduct policy relating to document exception processing.
Kimberley Schroeder Red Flags & Your Rights As An Investor
Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kimberley Schroeder is a red flag which should put all current and former customers of Kimberley Schroeder at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Kimberley Schroeder engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Kimberley Schroeder
If you have questions about The Huntington Investment Company and/or Kimberley Schroeder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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